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Antimicrobial Agents and Chemotherapy, June 2001, p. 1836-1842, Vol. 45, No. 6
The Virology Laboratories of the University
Hospitals of Bordeaux,1
Marseille,3 Paris-Bichat Claude
Bernard,4
Toulouse,5
Rouen,6
Rennes,7
Paris-Broussais,8
Nice,9
Grenoble,10 and
Paris-Pitié
Salpêtrière,11 and
IMEA-INSERM, Hôpital Bichat Claude Bernard,
Paris,2 France
Received 27 October 2000/Returned for modification 29 January
2001/Accepted 27 March 2001
Genomic rearrangements in the 5' part of the human immunodeficiency
virus type 1 (HIV-1) reverse transcriptase (RT) have been involved in
multidrug resistance to nucleoside RT inhibitors (NRTI). We carried out
a retrospective, multicenter study to investigate the prevalence,
variability, and phenotypic consequences of such rearrangements. Data
concerning the HIV-1 RT genotype and the biological and clinical
characteristics of NRTI-treated patients were collected from 10 virology laboratories. Sensitivities of the different HIV-1 variants to
RT inhibitors were analyzed in a single-cycle recombinant virus assay.
Fifty-two of 2,152 (2.4%) RT sequences had a rearrangement in the 5'
part of the RT, with an extensive molecular variation. The number of
codons inserted between positions 68 and 69 ranged from 1 (3 samples)
or 2 (41 samples) to 5 and 11 in one case each. In four cases, codon 67 was deleted. High levels of phenotypic resistance to zidovudine (AZT),
lamivudine (3TC), stavudine (d4T), abacavir (ABC), and didanosine (ddI)
were found in 95, 92, 72, 62, and 15% of the 40 samples analyzed,
respectively. Resistance to AZT, d4T, and ABC could be found in the
absence of the T215Y/F mutations. Resistance to 3TC could develop in
the absence of specific mutations. Low-level resistance to ddI was
noticed in 40% of the patients. The deletions of codon 67 seemed to
have little effect on NRTI sensitivity. Most of the rearrangements were
shown to contribute to cross-resistance to NRTI. The results regarding
susceptibility to ddI raise the question of the interpretation of the
phenotypic data concerning this drug.
The efficacy of antiretroviral
treatment can be impaired by several factors, including poor compliance
with treatment regimens, suboptimal antiviral potency and drug
concentrations, and selection of antiretroviral drug-resistant human
immunodeficiency virus (HIV) quasispecies (11). The
nucleoside analogue reverse transcriptase inhibitors (NRTI) were
historically the first group of compounds used in anti-HIV therapy.
They selected HIV type 1 (HIV-1) variants with mutations in the RT
encoding region of the pol gene, which affected resistance
to individual drugs (23). Moreover, two different pathways
for the selection of HIV-1 showing multidrug resistance (MDR) to NRTI
were identified. The first involves the Q151M mutation and four
additional mutations (A62V, F77L, V75I, and F116Y) (12,
24). More recently, nucleotide rearrangements coding for
different 1-amino-acid (aa) or 2-aa insertions, following position 68 or 69 of HIV-1 RT, have been reported to confer NRTI MDR (7, 8,
17, 19, 21, 22, 26, 29). Deletions at codon 67 associated with a
T69G substitution have also been recently described (30; T. Imamichi,
H. Imamichi, J. C. Lopez, J. Metcalf, J. Falloon, and H. C. Lane, Abstr. 7th Conf. Retrovir. Opportunistic Infect., abstr. 738, 2000). All these rearrangements involve the structure of the (This research was presented in part at the 3rd and 4th international
workshops on HIV drug resistance and treatment strategies, June 1999, San Diego, Calif., and June 2000, Sitges, Spain.)
RT genotype study.
A questionnaire regarding the molecular
epidemiology of rearrangements in HIV-1 RT was sent to the virology
laboratories belonging to the French Agence Nationale de Recherches sur
le SIDA (ANRS) Antiretroviral Resistance study group. Data concerning
the amino acid sequence between residues 60 to 71, additional
resistance mutations, the treatment history, and the virological and
immunological status of the patients were collected each time that a
rearrangement was noticed in the RT encoding region. The number of
patients with an RT rearrangement was compared, for each laboratory, to the total number of RTI-treated patients who had a documented HIV-1
genotype during the same period.
0066-4804/01/$04.00+0 DOI: 10.1128/AAC.45.6.1836-1842.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Genotypic and Phenotypic Resistance Patterns of
Human Immunodeficiency Virus Type 1 Variants with Insertions or
Deletions in the Reverse Transcriptase (RT): Multicenter Study of
Patients Treated with RT Inhibitors
![]()
ABSTRACT
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
![]()
INTRODUCTION
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
3-
4
hairpin loop of HIV-1 RT and are likely to interact with the nucleotide
binding process. Because previous reports concerning these
rearrangements have been based on few cases, little is known about
their prevalence, variability, molecular epidemiology, and clinical
significance. We decided to carry out a multicenter, retrospective
study in order to document these rearrangements emerging in the context
of failure of antiretroviral therapy.
![]()
MATERIALS AND METHODS
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
Phenotypic analysis: recombinant virus RTI sensitivity assay. Drug sensitivity assays were performed using a single-cycle recombinant virus assay (RVA) (20).
The HIV RT encoding region was amplified from patient plasma samples by nested RT PCR using the outer primers MJ3 (5'AGT AGG ACC TAC ACC TGT CA 3') and RT-EXT (5'TTC CCA ATG CAT ATT GTG AG 3') with inner primers A35 (5' TTG GTT GCA TAA ATT TTC CCA TTA GTC CTA TT 3') and RT-IN (5' TTC CCA ATG CAT ATT GTG AG 3'). The resultant 1,530-bp fragment, extending between codon 93 of the protease-encoding region and codon 503 of RT-encoding region of pol, was purified on QiaAmp columns. The plasmid with a deletion of RT (pSRT) was constructed from pNLenv, a previously described pNL4-3-derived plasmid carrying a near-full deletion of the env gene (bp 6343 to 7611) (5). Site-directed mutagenesis was used to alter the sequence to give the unique restriction sites SnaB1 at position 3872 and NruI at position 3892. BalI and SnaBI were used to remove the RT encoding region (between positions 2618 and 3872), and linearization was achieved using NruI. Subconfluent 293T cells in T25 flasks were transfected by the calcium phosphate precipitation method with 8 µg of NruI-linearized pSRT, 0.1 µg of VSV-G plasmid (encoding for the vesicular stomitis virus envelope protein), and between 0.5 and 1 µg of the HIV reverse transcriptase PCR product. The transfection precipitate was washed off the cells after 18 h of incubation, and fresh growth medium was added. After a further 24 h of culture, supernatant was clarified by centrifugation (500 × g, 15 min) and transferred to P4 indicator cells (3, 31) that had been preincubated with serial dilutions of RTI, in triplicate wells, for 4 h. The range of drug concentrations used varied between compounds. The level of expression of
-galactosidase in the P4 cell lysates was measured using a
colorimetric assay based on the cleavage of chlorophenol
red-
-D-galactopyranoside by
-galactosidase. The 50%
inhibitory concentration (IC50) was calculated using the
median effect equation (4). An RVA index was calculated as
the ratio of the IC50 for the patient sample to the
IC50 obtained for pNL4-3 wild-type HIV-1 tested in parallel.
Nucleotide sequence accession numbers. The sequences reported in this study have been assigned the GenBank accession numbers AF315232 to AF315274, AF311177, AF311157, AF311187, AF311159, AF311179, AF311162, and AF311173.
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RESULTS |
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Prevalence of RT rearrangements. In the 10 laboratories participating in the study, 52 rearrangements were reported in the 5' part (aa 20 to 240) of the RT encoding region from 52 different patients. In the same period (January 1998 to June 1999), 2,152 RT sequences from RTI-treated patients had been documented (prevalence of RT rearrangements, 2.4%). The prevalence in the different centers ranged from 0.8 to 4.5%; this variation was not significant (P = 0.22).
Molecular variability of the RT rearrangements.
The amino acid
variability deduced from the nucleotide sequence of codons 60 to 71 of
the RT encoding region is shown in Table 1. The
number of inserted residues was 1 (3 samples), 2 (41 samples), 5 (1 sample) or 11 (1 sample). In all cases, insertions were located between
aa 68 and 69. In four cases, a deletion of codon 67 was noted. The
presence of an 11-aa insertion in one case could be confirmed by
sequencing a later sample (data not shown).
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Associated RTI resistance mutation. The different mutations coding for HIV resistance to NRTI or nonnucleoside RTI (NNRTI) observed in the 52 sequences are shown in Table 1. The major mutations T215Y or T215F (T215Y/F), M184V/I, and K103N were observed in 86, 40, and 25% of the sequences, respectively.
Antiretroviral therapies and virological evolution of the patients. All patients were RTI experienced at the time of sampling for genotype, with a median duration of therapy of 50.5 months; most of them had undergone multiple therapy changes, with a median use of eight drugs and five NRTI. At the time of sampling, the RTI most frequently in use were stavudine (d4T) (55% of the patients), lamivudine (3TC) (44%), and didanosine (ddI) (33%) (Table 1). The antiretroviral therapy comprised at least one protease inhibitor for 69% of the patients. Two patients had stopped antiretroviral therapy at the time of sampling.
At the time of sampling for genotype, the median CD4+ cell count was 124.4/µl (range, 1 to 550) and the median amount of plasma HIV-1 RNA was 4.06 log 10 copies/ml (range, 2.34 to 6.30). Individual follow-up data concerning 20 patients are shown in Table 2. For some patients, significant decreases of the plasma viral load were observed; this corresponded to the change of therapies, including new protease inhibitors, or to intensification of treatment. In one case, the viral load decreased without any change in treatment, with conservation of an insertion of 11 aa in the RT.
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Phenotypic analysis and correlation with RT genotype. Additional frozen plasma samples were available for phenotypic analysis using the single-cycle RVA for 40 of the samples showing a rearrangement in the HIV-1 RT. The RVA index was obtained for five NRTI, zidovudine (AZT), 3TC, d4T, ddI, and abacavir (ABC); and for two NNRTI, nevirapine (NVP) and efavirenz (EFV). HIV-1 variants with an RVA index of <4 were considered sensitive; an RVA index of >10 indicated high-level resistance, while an RVA index between 4 and 10 was considered low-level resistance.
Sensitivity to NRTI.
The HIV-1 variants exhibited high-level
resistance to a mean of 3.4 ± 1.2 NRTI (median of 4). The pattern
of phenotypic sensitivity to the different NRTIs is shown in Fig.
1. The frequency of high-level resistance
was greatest for AZT (95%). High-level resistance to d4T was slightly
less frequent at 72% (29 of 40). Resistance to d4T was more often
observed in samples with a 2-aa insertion than in samples with other
rearrangements. In three patients with a 2-aa insertion (patients 10, 38, and 46), high-level resistance to AZT and d4T was detected in the
absence of the T215Y/F mutations, which were originally described as
crucial for the appearance of a significant degree of resistance to AZT
(2, 14, 15); however two of these three samples also
contained other thymidine analogue mutations.
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Sensitivity to NNRTI. Fourteen patients had a phenotypic assay with high-level resistance to NVP and/or EFV, explained in 13 cases by the presence of mutations related to NNRTI resistance in the RT encoding region (K103N, Y181C, or G190A). In one case (patient 9), no explicative mutation was found, but the mutation G190Q was detected. The remaining 26 (65%) samples were sensitive to NNRTI.
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DISCUSSION |
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This study enabled us to describe HIV-1 RT rearrangements in a large cohort of HIV-1-infected, NRTI-treated patients. The rearrangements were present in 2.4% of the patients. We confirm the results of previously published studies, based on smaller numbers of patients, which reported prevalences of RT rearrangements of between 0.5 and 2.7% (1, 27, 28). Despite this low prevalence, future studies will be necessary to assess the evolution of the incidence of such rearrangements. A genotypic study on 400 antiretroviral therapy-naive patients included during the same period in France did not detect any RT rearrangement (9), suggesting that RTI are responsible for the selection of these mutational patterns.
One major finding of our study is the extensive heterogeneity of the
rearrangements. Because of this heterogeneity, we decided to document
the phenotypic sensitivity to RTI of the different variants, using an
RVA. Insertions of 1, 2 (majority in our study), and 5 aa after residue
69 were associated with high-level phenotypic resistance to AZT, 3TC,
d4T, and ABC. This phenotype was, in some cases, found in the absence
of the different mutations reported to be involved in high-level
resistance to these four drugs. In contrast, the 11-codon insertion,
found surprisingly in one patient, was not shown to be involved in
resistance to NRTI; the later evolution of the viral load, decreasing
without any treatment change, was in concord in this case with the
phenotype. Similarly, none of the three deletions with an RVA available
in our study were linked to phenotypic resistance to NRTI. Recent
studies have used site-directed mutagenesis to determine the specific
phenotypic impact of the rearrangements; Larder et al.
(17) reported that the 69S-SS insertion (mutation T69S
with an insertion of two serines) did not code for MDR by itself but
contributed to MDR in the presence of AZT resistance mutations.
Inversely, 69S-SA and 69S-SG patterns were found to code for MDR even
in absence of other genotypic changes (29). In a recent
report (30), Winters et al. described the frequent
association of 3-bp deletions in the
3-
4 region of the RT gene
with the Q151M mutation. Using site-directed mutagenesis, they showed
that the deletions could code for MDR in the presence of the T215Y
mutation. These findings are not confirmed by our RVA results; this can
be explained by differences in the phenotypic assays used, as well by
the genetic background of the viruses, which can be present in
recombinant viruses but not in isolates obtained by site-directed
mutagenesis. Other studies involving greater numbers of isolates will
be necessary to clarify the role of deletions in MDR.
One intriguing finding of this study is the relatively low level of phenotypic resistance to ddI induced by the rearrangements. In previous studies, assays using peripheral blood mononuclear cell cocultured virus isolates, or recombinant viruses, have also failed to detect high-level phenotypic resistance to ddI, even in the presence of the L74 V mutation (6, 18). It is thus difficult to know whether these data represent a true sensitivity to ddI or an inadequacy of such in vitro tests to measure resistance to ddI. Standardization of the interpretation of RVAs, including the definition of the threshold values for sensitivity or resistance, seems to be particularly crucial for this drug.
Our study thus provides correlates between genotype and phenotype for a wide variety of RT rearrangements. This information is of particular importance at a time when genotypic assays are becoming more widely used in the management of antiretroviral treatment failure. MDR is potentially a major limitation to antiretroviral efficacy. Some individual follow-up in our study suggested that therapy intensification could have some impact on the viral load in plasma. However, 30% of all included patients were infected by HIV-1 quasispecies that were resistant to both NRTI and NNRTI, and most of the variants also displayed major resistance mutations for protease inhibitors (data not shown). In such patients with a probable resistance to most of the inhibitors presently available, genotype-guided treatments have few chances to be effective. Alternative strategies, including treatment interruption strategies and/or the use of new drugs targeting other stages of HIV replication, should be evaluated in this context.
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ACKNOWLEDGMENTS |
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We thank Valérie Birac for excellent technical assistance. We thank Dominique Costagliola for help with the statistical analysis.
This work was supported by ANRS (Agence Nationale de Recherches sur le SIDA).
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FOOTNOTES |
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* Corresponding author. Mailing address: Laboratoire de virologie, Hôpital Pellegrin, Place Amélie Raba Léon, 33076 Bordeaux Cedex, France. Phone: 33 5 56 79 55 10. Fax: 33 5 56 79 56 73. E-mail: bernard.masquelier{at}chu-bordeaux.fr.
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